Chapter 7 of 10 · 9 entries

7. Risk, Compliance, and Audit

AML/KYC, fraud triage, due diligence, ESG review, and action firewalls that sit in front of irreversible agent actions (orders, payments, ledger writes).

Due diligence, AML/KYC, and firewalls

• due-diligence-agents Multi-agent M&A / corporate due diligence workflows.
• cordum Agent action firewall for approving high-risk tool calls before they execute.
• tcaml-framework Open AML/KYC/KYB agent framework with explicit human gates.
• MutiAgent4Fraud Multi-agent fraud detection research system.
• agentfactory-business-plugins Banking and finance agent skills covering AML/KYC, IFRS9, Basel themes.
• banking_plugin_qcc Banking agents plus Qichacha MCP for China due diligence. CN
• FinVault Execution-grounded financial agent safety benchmark.
• ESGenius ESG knowledge benchmark for LLMs.
• cre-acquisition-orchestrator Agent framework for commercial real estate acquisitions: diligence, underwriting, and financing.

Pitfall Tip

Compliance agents should propose, not auto-clear. Keep human gates and an immutable audit log of every overridden alert.